---
sourceDocument: Australia Employee Service Management
sourceDocumentLink: https://www.servicenow.com/docs/r/pt-BR/employee-service-management

 Release :

    - australia

ft:locale :

    - pt-BR

ft:publication_title :

    - Australia Employee Service Management

ft:clusterId :

    - emplsm

bundleId :

    - emplsm

workflow :

    - Employee


---

# Set up a trading window

# Set up a trading window {#ariaid-title1}

* Versão de lançamento: Australia
* 
* Atualizado 12 de mar. de 2026
* 
* ![](https://www.servicenow.com/docs/portal-asset/ico-clock) 1 min. de leitura

Set up a trading window for a period in which certain designated employees of the
organization are permitted to trade in the securities of your organization.

## Antes de Iniciar

Role required: sn_lg_stock_cp.stock_config

## Por Que e Quando Desempenhar Esta Tarefa

During an open trading window, the designated employees such as directors and executives can trade in compliance with your organization's Insider Trading Policies.

## Procedimento

1. Navigate to AllLegal AdministrationStock Preclearance AdminTrading Windows.
2. Click New to set up a trading window.
3. On the form, fill in the fields.  
   {#set-up-trading-window__table_pql_2sd_4jb__entry__2}

   | Field | Description |
   |-|-|
   | Short description | Unique short description for the trading window. |
   | Fiscal quarter | Fiscal quarter for which the trading window is open. |
   | Opening date | Date the trading window opens. |
   | Closing date | Date the trading window closes. |
   | Request submission start date | Date from which you can start submitting preclearance requests. |
   | Earnings date | Date of your company's earnings. |
   | Approval validity days | Number of days a stock preclearance approval is valid for. |
   | Exclude trading holidays | Option to exclude trading on holidays that fall within the trading window. Selecting this option extends the approval validity days by the number of holidays during the trading period. Nota: By default, weekend days are excluded for calculating the validity due date. For example, say that a trading window opens from January 1 to January 31 and you have set the approval validity days to 10 days. If January 24 and 25 are trading holidays, then, * If the preclearance is approved on January 8, the approval validity is until January 22 (10 days from January 8 + 4 days of two weekends). * If the preclearance is approved on January 15, the approval validity is until January 31 instead of January 25 (10 days + 4 days of two weekends + 2 holidays from January 15). * If the preclearance is approved on January 21, the approval validity is until February 6 (10 days + 2 holidays from January 20 + 4 days of two weekends). However, as the trading window closes earlier than the validity of approval, the last date is January 31 rather than February 6. {#set-up-trading-window__ul_pb5_3td_4jb} |
   [Tabela 1. Trading Window form]

   {#set-up-trading-window__table_pql_2sd_4jb}
4. Click Submit.