Operational Risk Management dashboard

  • Release version: Australia
  • Updated April 27, 2026
  • 3 minutes to read

    • The Operational Risk Management dashboard enables an entity owner, with the role sn_risk.user, to view the complete risk posture for the enterprise in a single consolidated report. This dashboard makes it easy to analyze the risk posture efficiently and take necessary corrective actions to ensure that there are no losses.

    Important:
    Starting with version 18.1.0 of the Advanced Risk application, the Operational Risk Management dashboard is available in the Next Experience UI Framework.

    If you are on Vancouver or Washington DC, you can view the dashboard in the Next Experience UI Framework.

    To open the dashboard, navigate to All > Advanced Risk Assessment > Analytics Operational Risk Dashboard.

    Figure 1. Operational Risk Management dashboard in the Next Experience
    Operational Risk Management dashboard in the Next Experience

    End user and roles

    End user and goal Required role Benefits
    Risk user: Operational risk captures business continuity plans, environmental risk, process systems, operations risk, and people-related risks. sn_risk.user
    • Improves the reliability of business operations.
    • Improves the effectiveness of risk management operations.
    • Strengthens the decision-making process.
    • Reduces losses caused by unidentified or poorly-identified risks.
    • Detects unlawful activities early.
    • Lowers compliance costs.
    • Reduces potential damage from future risks.
    Operational risk is the risk of loss that is incurred from inadequate or inefficient internal processes, people, and systems, or from external events. Operational risk captures the following to provide the complete risk posture of an organization:
    • Risk identification and assessment
    • Risk events data
    • Identifying and assessing internal controls
    • Monitoring and reporting of risks

    Indicators

    Indicators define a performance measurement taken at regular intervals of a business service, an activity, or organizational behavior. These performance measurements result in a series of indicator scores over time. To view this dashboard, users must have Advanced Risk and Policy and Compliance Management plugins activated

    To view the list of all indicators for all the associated plugins, see the following:
    Note:
    There are two jobs that you must run to collect data for this dashboard.
    • Daily Data Collector job: This job is used to collect data for the Indicators. This jobs runs daily. To run this job, you must fill the Run as field with an appropriate value. This job is preconfigured.
    • Historical Data Collector job: This job is used to collect data over a period of time. This job is generally preconfigured with the demo data. Therefore, if you enable demo data, while activating the plugin, then you can view this job. To run this job, you must fill the Run as field with an appropriate value.

    Breakdowns

    Organization (Entity)

    Data visualizations

    Title Description
    Risk Response by Residual Risk Rating Heatmap which shows the number of different risk response tasks for each residual risks.
    Controls by owner Controls distributed on the basis of their owners.
    Risks by owner Risks distributed on the basis of their owners.
    Inherent risks by category Number of risk assessments with different inherent risk levels grouped by risk statement categories such as credit, market and so on.
    Residual risks by category Number of risk assessments with different residual risk levels grouped by risk statement categories such as credit, market, and so on.
    Control Test List of all controls.
    Control Indicators Indicators associated with each control.
    Risk Indicators Indicators associated with each risk.
    Controls by classifications Controls distribution on the basis of its classification like preventive or detective.
    Controls by attestation frequency Controls distributed on the basis of attestation frequency.
    Risks by category Risk distribution on the basis of category.
    Overdue issues Number of open issues that are past their planned end date.
    Active risk events Number of active risk events.
    Pending attestations Number of controls awaiting attestation.
    Overdue assessment task Number of risk assessments with the substate as Overdue.
    Upcoming acceptance expiry Number of risk acceptance tasks with acceptance end date in next 10 days.
    Open mitigation tasks Number of open mitigation tasks.
    Open indicator tasks Number of open indicator tasks.
    Overdue control tests Number of open control tests that are past their planned end date.