Get regulatory analysis agentic workflow
Summarize
Summary of Get Regulatory Analysis Agentic Workflow
The Get Regulatory Analysis Agentic Workflow leverages AI to provide insights into regulatory alerts, identifying compliance gaps and recommending actions for risk mitigation. It is accessible to users with theRCM userandAI agent userroles through the Now Assist panel. This workflow enhances alert context, summarizes alerts, and suggests potential impacts on citations, policies, and control objectives to facilitate compliance decision-making.
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Key Features
- AI-Driven Insights: Enriches regulatory alerts with external context, offering recommendations on impacted areas like citations and policies.
- Efficiency: Reduces manual research and accelerates compliance processes through structured outputs and immediate task creation.
- Scalability: Configurable across various regulatory frameworks, allowing organizations to customize analysis parameters.
- Automated Classification: Summarizes alerts to minimize manual review efforts and enhance visibility into affected areas.
- Now Assist Integration: Provides a unified interface for accessing generative AI capabilities within Regulatory Change Management.
Key Outcomes
Utilizing this workflow enables organizations to:
- Achieve comprehensive impact analysis, identifying and categorizing affected controls and policies.
- Reduce manual effort in regulatory impact analysis, saving time and resources.
- Improve compliance accuracy through AI-powered insights that support informed decision-making.
- Quickly prioritize and respond to compliance needs with clear visibility into affected areas.
- Convert accepted recommendations into actionable compliance tasks seamlessly.
For effective use, ensure that recommendation templates and alert configurations are properly set up to support workflow execution.
The get regulatory analysis workflow provides AI-driven insights into regulatory alerts, identifying impacted areas, compliance gaps, and recommended actions for risk mitigation.
Get regulatory analysis agentic workflow overview
If you have the RCM user [sn_grc_reg_change.user] role and the sn_grc_comp_genai.reg_change_ai_agent_user role, you can analyze and enrich regulatory alerts using the get regulatory analysis agentic workflow in the Now Assist panel.
This workflow uses web search to enhance alert context, summarizes the alert, and recommends potential impacts on citations, policies, and control objectives to support faster and more accurate compliance decisions.
After the workflow is started, it combines multiple AI agents to perform key activities: enriching the alert with external context, generating recommendations, and structuring outputs for clarity.
Key Inputs:
Regulatory alert fields: Title, Description.
- Regulatory alert enrichment agent: Performs web search to enrich alert context and updates the enriched insights.
- Regulatory alert recommendation agent: Generates recommendations for impacted areas (citations, controls, policies) based on alert content and templates.
- Enriched insights with key dates, fines, and source references
- Categorized recommendations for impacted areas
- Option to accept recommendations and convert them into actionable compliance tasks
You can activate it by selecting Get analysis from the Ask Now Assist action menu on a regulatory alert page or by selecting Get Regulatory Analysis from the Now Assist panel.
By reducing manual research and supporting decision-making, the workflow helps organizations address compliance requirements across multiple regulatory frameworks while providing a structured approach for accuracy, scalability, and operational efficiency.
For more information, see Use agentic AI in Now Assist for Integrated Risk Management (IRM), Activate the get regulatory analysis agentic workflow, and Analyze and enrich regulatory alerts.Benefits of the workflow
- Comprehensive AI-driven Impact Analysis: Identifies impacted controls, policies, and citations from regulatory alerts, enriches them with external context, and leverages generative AI with predictive models to suggest mitigation steps. Continuously improves recommendations through machine learning feedback loops and enables immediate conversion of accepted suggestions into actionable tasks for compliance teams.
- Scalable and configurable: Supports multiple regulatory domains and record types, allowing customization of analysis parameters and display options.
- Compliance accuracy: Delivers AI-powered insights to support better decision-making.
- Manual effort reduction: Automates regulatory impact analysis to help save time and resources.
- Clear visibility: Highlights affected areas to support faster prioritization and response.
- Enhanced scalability: Enables organizations to manage multiple regulatory frameworks efficiently.
- Enriched alerts with external context: Adds relevant information for better prioritization of compliance actions.
- Automatic classification and summarization: Helps accelerate and reduce manual review.
- Immediate task creation: Enables users to convert accepted recommendations into actionable tasks seamlessly.
- Now Assist panel integration: Offers a unified experience for accessing generative AI capabilities within Regulatory Change Management ( RCM).
Now Assist in RCM agentic workflows
The following agentic workflows are available in Now Assist in RCM:
| Workflow | Description | User |
|---|---|---|
| Get regulatory analysis agentic workflow | Analyze and enrich regulatory alerts by using the get regulatory analysis agentic workflow in the Now Assist panel. This agentic workflow uses web search to enhance alert context and recommends potential impacts on citations, policies, and control objectives to support faster and more
accurate compliance decisions. For more information, see Activate the get regulatory analysis agentic workflowand Analyze and enrich regulatory alerts. |
sn_grc_reg_change.user and sn_grc_comp_genai.reg_change_ai_agent_user |
| Generate regulatory action plan agentic workflow | Generate regulatory action plans by using the generate regulatory action plan agentic workflow in the Now Assist panel. This agentic workflow analyzes impacted areas and similar historical alerts to create change tasks and action tasks that help implement regulatory change. For more information, see Activate the generate regulatory action plan agentic workflow and Generate regulatory action plans. |
sn_grc_reg_change.user and sn_grc_comp_genai.reg_change_ai_agent_user |