This is our final installment in our blog series Managing Privacy and Risk in Financial Services!
Monitor, prioritize, and automate response to risks …repeat (you can say that again and again and…)
Due to the multitude of regulations facing compliance departments across financial services, companies must track every exception and provide evidence they have remediated any issues. Tracking of exceptions is necessary across your enterprise; trading, operations, settlements, risk management, finance, IT, business continuity, the list goes on and on. Automation is the only answer. It's the only way to increase capacity, lower risk and adjust as needed to meet new regulations. It really is a rinse and repeat plan across your organization to ensure you are compliant. Continue reading on ServiceMatters
Join us for our webinar, "Managing Privacy and Risk in Financial Services" on Tuesday, October 10 at 8:00am PDT/11:00am EDT. Where experts in Compliance IT from Nomura will walk us through their Case Study: Nomura Automates and Scales Compliance Exception Management Process. Following Nomura's presentation, GRC experts from ServiceNow will walk us through The General Data Protection Regulation (GDPR).
In case you missed the previous posts, here they are:
Part One: Managing Privacy and Risk in Financial Services
Part Two: A Single System of Record (Sarbanes-Oxley (SOX))
Part Three: The Cost of Non-Compliance (GDPR)
Part Four: Responsible for You and Your Friends (Vendor Risk)
Part Five: We Have a Plan (NY State Cybersecurity Regulation)
