Stock Preclearance - Manually Open Trading Windows?
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‎06-16-2023 01:17 PM
We are about to go live with the Stock Preclearance process in Legal Service Delivery. My understanding is that even though you set up Trading Windows in the system, a System Admin or someone with sn_lg_stock_cp.stock_config role has to manually click the Open button to open the Trading Window. Is that correct? It seems odd that a system that can automate so many great things would require human intervention for this. I'm sure there's some logic for why? Thanks!
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‎08-25-2024 10:32 PM
Even with the Trading Windows set up, someone with the sn_lg_stock_cp.stock_config role must manually click the Open button to start the Trading Window. It seems unusual, especially given how many processes are automated. There might be a few reasons for this. It could be related to ensuring proper oversight or control over when the Trading Window is activated.
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‎11-25-2024 03:23 AM
I’ve looked into preclearance rules for trading, and it can be tricky. Manually opening trading windows depends on your setup. If you’re working with a system that requires preclearance, it’s usually about showing your intent to trade before making moves so that they can check for conflicts or compliance issues.
