With a clear understanding of the principles that should drive the AI governance plan, and keeping other important considerations in mind, it’s time to begin the planning process. Building an effective AI governance plan requires a systematic approach that addresses the specific considerations and challenges associated with AI development and deployment; the following are essential steps to help ensure that the plan supports AI governance needs:
1. Define the purpose and the scope of the plan
The first step in building an AI governance plan is to clearly define what it will be expected to accomplish and how extensive it will become. Determine the goals and objectives of the plan, including the specific areas of AI technology and applications it will cover. This includes identifying the AI systems, algorithms, and data sources that fall within the scope of the proposed governance. Defining these elements provides a clear direction and focus for the plan moving forward, and may even reveal areas where AI governance isn't necessary.
2. Conduct risk assessment
At the end of the day, AI governance exists to protect businesses and customers from the risks associated with AI. As such, identifying and defining these risks is an essential early step in creating a governance plan. This stage involves evaluating the ethical, legal, and social implications of AI systems, including considerations such as bias, privacy, security, and accountability. By understanding the risks and challenges upfront, organizations can develop appropriate strategies and mitigation measures to address them effectively.
3. Establish ethical guidelines and principles
Next, develop a set of ethical guidelines and principles that align with the organization's values and the broader societal context. These principles should guide the development, deployment, and use of AI technologies, and will likely include considerations such as fairness, transparency, accountability, privacy, and inclusivity. Clearly articulating these guidelines helps foster a culture of responsible AI use within the organization.
4. Involve stakeholders from across the organization
AI systems have the capacity to affect stakeholders at every level and in every part of the organization. Ensure that the development of the AI governance plan involves input and buy-in from the full range of disciplines and departments within the company. This includes data scientists, engineers, legal experts, ethics committees, domain specialists, and representatives from impacted user groups. Involving diverse perspectives helps capture a holistic view of the ethical and operational challenges associated with AI, fostering collaboration and ownership of the governance plan.
5. Define policies and procedures
Translate the ethical guidelines and principles into concrete policies and procedures that can be used to guide the use of AI systems. These policies should cover areas such as data acquisition, model development and validation, algorithmic decision-making, user consent, data privacy, and security. Clearly defined policies and procedures encourage consistent and accountable practices throughout the AI lifecycle.
6. Establish mechanisms for accountability and transparency
Even if AI is capable of operating on its own, it is the organization that is responsible for ethics and accuracy of its outputs. Define all of the roles and responsibilities associated with the AI system, establish mechanisms for auditing and monitoring AI systems, and implement mechanisms for explaining AI-generated outcomes. Organizations should be able to provide clear explanations for the decisions made by AI systems and be accountable for the actions of these automated tools.
7. Constantly evaluate and improve
AI is always evolving, and organizations need to evolve their approaches to AI governance if they want them to remain viable and relevant. Build processes to monitor performance, impact, and adherence to the governance plan. Regularly assess the plan's effectiveness, gather feedback from stakeholders, and make necessary adjustments to address emerging challenges. This particular stage is ongoing, and will remain in effect throughout the life of the plan.